Category Archives: Law

General Questions & Considerations of a Secondary Market Transaction

Guest Post by Mitchell C. Littman, Esq.     So, what is a Secondary Market Transaction? A Secondary Market Transaction is a negotiated private sale of restricted securities of an Issuer whose securities are not publicly traded. Some transactions are … Continue reading

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How The Dodd Bill May Impact The Secondary Market

There has been a lot of debate over a section of the financial reform bill proposed by Senator Chris Dodd, (aka the Dodd Bill), which has a few provisions that could significantly impact angel investing, and ultimately the secondary markets … Continue reading

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